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WENDY R PEPPERS
WENDY RENEE RIDDLE
CRD#: 2663070
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5005 MARYLAND WAY STE 125
BRENTWOOD, TN 37027
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2001 - 2009 (7 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2009 (5 years)
License(s)

State Registrations

B
Alabama 3/25/2021

B
Nebraska 3/1/2021

B
Alaska 3/1/2021

B
Nevada 3/1/2021

B
Arizona 3/1/2021

B
New Hampshire 3/1/2021

B
Arkansas 3/1/2021

B
New Jersey 3/1/2021

B
California 3/1/2021

B
New Mexico 9/9/2021

B
Colorado 3/1/2021

B
North Carolina 3/1/2021

B
Connecticut 3/1/2021

B
North Dakota 1/19/2022

B
District of Columbia 3/1/2021

B
Ohio 3/1/2021

B
Florida 3/1/2021

B
Oklahoma 3/1/2021

B
Georgia 3/1/2021

B
Oregon 3/1/2021

B
Hawaii 6/29/2021

B
Pennsylvania 3/1/2021

B
Idaho 9/9/2021

B
Rhode Island 3/1/2021

B
Illinois 3/1/2021

B
South Carolina 3/1/2021

B
Indiana 3/1/2021

B
South Dakota 3/1/2021

B
Kansas 3/1/2021

B
Tennessee 3/1/2021

B
Kentucky 3/1/2021

IA
Tennessee 3/2/2021

B
Louisiana 3/1/2021

B
Texas 3/1/2021

B
Maine 3/1/2021

IA
Texas 7/2/2021

B
Maryland 3/1/2021

B
Utah 3/1/2021

B
Massachusetts 3/1/2021

B
Vermont 8/7/2023

B
Michigan 3/1/2021

B
Virginia 3/1/2021

B
Minnesota 3/1/2021

B
Washington 3/1/2021

B
Mississippi 3/1/2021

B
West Virginia 3/1/2021

B
Missouri 3/1/2021

B
Wisconsin 3/1/2021

B
Montana 3/1/2021

B
Wyoming 3/1/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5005 MARYLAND WAY STE 125, BRENTWOOD, TN 37027
Registered with this firm since 3/2/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5005 MARYLAND WAY STE 125, BRENTWOOD, TN 37027
Registered with this firm since 3/1/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/19/2014 - 03/24/2021 MORGAN STANLEY (CRD#:149777) NASHVILLE, TN
B
08/15/2014 - 03/24/2021 MORGAN STANLEY (CRD#:149777) NASHVILLE, TN
IA
03/27/2009 - 08/27/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
B
03/26/2009 - 08/27/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) NASHVILLE, TN
IA
01/16/2004 - 03/26/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) BRENTWOOD, TN
B
05/22/2001 - 03/26/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) BRENTWOOD, TN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.