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Pilar Urrego
PILAR URREGO, PILAR URREGO SARMIENTO, PILAR URREGO-SARMIENTO, PILAR URREGOSAMIENTO, PILAR URREGOSARMIENTO
CRD#: 2662482
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2018 - Present (6 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2012 - 2018 (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2005 - 2006 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1995 - 2005 (9 years)IAHSBC SECURITIES (USA) INC. (CRD# 19585)2013 - 2018 (5 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2005 (1 year)
License(s)

State Registrations

B
Arkansas 10/23/2019

B
Massachusetts 6/7/2022

B
California 5/10/2018

B
Nevada 5/10/2018

B
Connecticut 5/10/2018

B
New York 5/10/2018

B
Delaware 5/13/2020

B
North Carolina 10/11/2019

B
Florida 4/18/2018

B
Pennsylvania 9/17/2020

IA
Florida 4/19/2018

B
Texas 5/10/2018

B
Georgia 3/11/2024

IA
Texas 5/10/2018

B
Maryland 7/19/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 4/19/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 4/18/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/14/2013 - 03/08/2018 HSBC SECURITIES (USA) INC. (CRD#:19585) MIAMI, FL
B
12/19/2012 - 03/08/2018 HSBC SECURITIES (USA) INC. (CRD#:19585) MIAMI, FL
IA
10/23/2009 - 12/05/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
10/23/2009 - 12/05/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
IA
03/27/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MIAMI, FL
B
03/17/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MIAMI, FL
B
03/04/2005 - 01/25/2006 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
IA
07/14/2003 - 02/08/2005 CHARLES SCHWAB & CO., INC. (CRD#:5393) FL
B
10/18/1995 - 02/08/2005 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.