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Detailed Report
KIHO CHOI
KI H CHOI, KI HO CHOI
CRD#: 2662261
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 1 Orchard Rd., Ste. 230
Lake Forest, CA 92630
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1 Orchard Road
Suite 230
Lake Forest, CA 92630
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BOSAIC WEALTH, INC. (CRD# 23131)2024 - 2025 (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)1996 - 2024 (27 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1996 (<1 year)IAHAUSSMANN FINANCIAL INC. (CRD# 110747)1997 - 2025 (27 years)
License(s)

State Registrations

B
Alabama 1/6/2025
B
Montana 1/6/2025
B
Arizona 1/6/2025
B
Nevada 1/6/2025
B
Arkansas 1/6/2025
B
New Mexico 1/6/2025
B
California 1/6/2025
B
New York 1/6/2025
IA
California 1/6/2025
B
North Carolina 1/8/2025
B
Colorado 1/6/2025
B
Ohio 1/6/2025
B
Florida 1/6/2025
B
Oregon 1/6/2025
B
Hawaii 1/6/2025
B
Pennsylvania 1/6/2025
B
Idaho 1/6/2025
B
South Carolina 1/6/2025
B
Illinois 1/6/2025
B
Texas 1/6/2025
B
Indiana 1/6/2025
B
Virginia 1/6/2025
B
Maine 1/6/2025
B
Washington 1/6/2025
B
Michigan 1/6/2025
B
Wisconsin 1/6/2025
B
Mississippi 1/6/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1 Orchard Road Suite 230, Lake Forest, CA 92630
Registered with this firm since 1/6/2025
IA
CWM, LLC (CRD#:155344)
1 Orchard Rd., Ste. 230, Lake Forest, CA 92630
Registered with this firm since 1/6/2025
Previous Registration(s)
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IA
 02/11/1997 - 01/17/2025 HAUSSMANN FINANCIAL INC. (CRD#:110747) Lake Forest, CA
B
 06/14/2024 - 01/08/2025 OSAIC WEALTH, INC. (CRD#:23131) LAKE FOREST, CA
B
 10/03/1996 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) LAKE FOREST, CA
B
 12/18/1995 - 09/03/1996 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.