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Detailed Report
JEFFREY B WERTHEIM
JEFFREY BERT WERTHEIM
CRD#: 2662151
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 800 WESTCHESTER AVENUE
4TH FLOOR SUITE N409
RYE BROOK, NY 10573
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2016 - Present (9 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - Present (9 years)BTHE PRINCERIDGE GROUP LLC (CRD# 149758)2009 - 2012 (2 years)BMEADOWCROFT SECURITIES INC. (CRD# 36097)1996 - 1997 (1 year)
License(s)

State Registrations

B
California 6/22/2023
B
Maine 3/11/2021
IA
California 6/22/2023
IA
Maine 3/11/2021
B
Florida 1/28/2016
B
New Hampshire 8/10/2022
IA
Florida 2/2/2016
IA
New Hampshire 8/10/2022
B
Kentucky 1/6/2021
B
New York 10/19/2015
IA
Kentucky 1/6/2021
IA
New York 4/16/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
800 WESTCHESTER AVENUE 4TH FLOOR SUITE N409, RYE BROOK, NY 10573
Larchmont, NY
Registered with this firm since 1/28/2016
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
800 WESTCHESTER AVENUE 4TH FLOOR SUITE N409, RYE BROOK, NY 10573
Larchmont, NY
Registered with this firm since 9/22/2015
Previous Registration(s)
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B
 11/12/2009 - 10/02/2012 THE PRINCERIDGE GROUP LLC (CRD#:149758) NEW YORK, NY
B
 01/01/1996 - 10/01/1997 MEADOWCROFT SECURITIES INC. (CRD#:36097)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.