Individual Firm
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FREDERICK WARREN WAGNER JR
FREDERICK W WAGNER, FREDERICK WARREN WAGNER, RICK WAGNER, FREDERICK WARREN WAGNER JR, FREDERICK WARREN WAGNER JR.
CRD#: 2661369
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2003 S. Easton Road
Suite 100
Doylestown, PA 18901
Suite 100
Doylestown, PA 18901
0
Disclosures
25
Years of Experience
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State Registrations
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Arizona 8/12/2024
B
New Mexico 2/11/2020
B
Arkansas 4/12/2022
B
New York 2/11/2020
B
California 2/11/2020
B
North Carolina 2/20/2020
B
Colorado 2/11/2020
B
Ohio 11/5/2024
B
Connecticut 4/19/2024
B
Oklahoma 4/16/2021
B
Delaware 2/17/2020
B
Oregon 2/11/2020
B
Florida 2/11/2020
B
Pennsylvania 2/11/2020
B
Georgia 4/19/2024
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Pennsylvania 2/11/2020
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Kentucky 2/11/2020
B
South Carolina 2/11/2020
B
Louisiana 2/11/2020
B
South Dakota 2/11/2020
B
Maine 1/3/2024
B
Utah 2/11/2020
B
Maryland 2/11/2020
B
Virginia 2/11/2020
B
New Jersey 2/11/2020
SRO Registrations
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IA
Registered with this firm since 2/11/2020
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Registered with this firm since 2/11/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2011 - 02/12/2020 | DOYLESTOWN, PA | |
B | 06/01/2009 - 02/12/2020 | DOYLESTOWN, PA | |
B | 09/21/2007 - 06/01/2009 | DOYLESTOWN, PA | |
B | 06/01/1999 - 10/04/2007 | DOYLESTOWN, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.