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Detailed Report
JOSEPH MCKAY CLAYTON
JOE CLAYTON III, JOSEPH MCKAY CLAYTON III
CRD#: 2660439
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 701 Town Center Drive
Suite 902
Newport News, VA 23606
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)2000 - 2004 (3 years)BWACHOVIA SECURITIES, INC. (CRD# 431)2000 - 2000 (<1 year)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1998 - 2000 (2 years)BCENTRAL FIDELITY SECURITIES, INC. (CRD# 29357)1997 - 1997 (<1 year)BWADDELL & REED, INC. (CRD# 866)1995 - 1996 (<1 year)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2001 - 2004 (2 years)
License(s)

State Registrations

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Alabama 4/29/2022
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Nevada 3/15/2019
B
Alaska 4/29/2022
B
New Hampshire 5/25/2022
B
Arizona 5/11/2022
B
New Jersey 5/25/2022
B
Arkansas 3/15/2019
B
New Mexico 3/15/2019
B
California 5/11/2022
B
New York 5/25/2022
B
Colorado 5/11/2022
B
North Carolina 6/1/2009
B
Connecticut 5/11/2022
B
North Dakota 3/15/2019
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 3/15/2019
B
Oregon 5/25/2022
B
Georgia 3/15/2019
B
Pennsylvania 5/25/2022
B
Hawaii 5/25/2022
B
Puerto Rico 3/15/2019
B
Idaho 5/25/2022
B
Rhode Island 3/15/2019
B
Illinois 3/15/2019
B
South Carolina 3/15/2019
B
Indiana 3/15/2019
B
South Dakota 3/15/2019
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 3/15/2019
B
Kentucky 5/25/2022
IA
Texas 4/8/2020
B
Louisiana 5/25/2022
B
Utah 3/15/2019
B
Maine 5/25/2022
B
Vermont 5/25/2022
B
Maryland 5/25/2022
B
Virgin Islands 5/25/2022
B
Massachusetts 3/11/2019
B
Virginia 6/1/2009
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Michigan 5/25/2022
IA
Virginia 6/1/2009
B
Minnesota 3/15/2019
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Washington 3/15/2019
B
Mississippi 3/15/2019
B
West Virginia 5/25/2022
B
Missouri 4/29/2022
B
Wisconsin 3/15/2019
B
Montana 6/15/2021
B
Wyoming 5/25/2022
B
Nebraska 3/15/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
701 Town Center Drive Suite 902, Newport News, VA 23606
Poquoson, VA
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
701 Town Center Drive Suite 902, Newport News, VA 23606
Poquoson, VA
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEWPORT NEWS, VA
B
 04/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEWPORT NEWS, VA
IA
 03/25/2004 - 04/04/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) NORFOLK, VA
B
 03/25/2004 - 04/04/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) NORFOLK, VA
IA
 02/12/2004 - 03/15/2004 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) VIRGINIA BEACH, VA
B
 02/12/2004 - 03/15/2004 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
IA
 06/29/2001 - 02/20/2004 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) VIRGINIA BEACH, VA
B
 04/10/2000 - 02/20/2004 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
 02/14/2000 - 04/24/2000 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 02/20/1998 - 02/14/2000 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
B
 01/20/1997 - 12/31/1997 CENTRAL FIDELITY SECURITIES, INC. (CRD#:29357) OMAHA, NE
B
 11/16/1995 - 05/24/1996 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.