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DONALD ERIK NICKERSON
CRD#: 2660158
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 312 WALNUT STREET
SUITE 3300
CINCINNATI, OH 45202
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2012 - Present (12 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2007 - Present (17 years)BNEW ENGLAND SECURITIES (CRD# 615)2005 - 2007 (2 years)BPFIC SECURITIES CORPORATION (CRD# 34941)1999 - 2005 (5 years)BNEW ENGLAND SECURITIES (CRD# 615)1995 - 1999 (3 years)
License(s)

State Registrations

B
Alabama 11/11/2024

B
Montana 5/31/2018

B
Alaska 1/24/2025

B
Nebraska 11/11/2024

B
Arizona 2/10/2015

B
Nevada 11/15/2024

B
Arkansas 9/11/2017

B
New Hampshire 2/10/2015

B
California 2/10/2015

B
New Jersey 3/30/2015

B
Colorado 2/10/2015

B
New Mexico 5/31/2018

B
Connecticut 2/10/2015

B
New York 6/5/2007

B
Delaware 11/15/2024

B
North Carolina 2/12/2015

B
District of Columbia 2/10/2015

B
Ohio 8/3/2010

B
Florida 2/10/2015

IA
Ohio 10/9/2012

B
Georgia 2/10/2015

B
Oklahoma 2/10/2015

B
Hawaii 12/2/2021

B
Oregon 5/31/2018

B
Idaho 11/15/2024

B
Pennsylvania 2/10/2015

B
Illinois 5/31/2018

B
Rhode Island 11/15/2024

B
Indiana 2/10/2015

B
South Carolina 4/13/2018

B
Iowa 11/15/2024

B
South Dakota 11/11/2024

B
Kansas 2/10/2015

B
Tennessee 2/10/2015

B
Kentucky 2/10/2015

B
Texas 2/10/2015

B
Louisiana 2/10/2015

IA
Texas 7/17/2018

B
Maine 8/24/2021

B
Utah 9/11/2017

B
Maryland 5/31/2018

B
Vermont 11/11/2024

B
Massachusetts 9/11/2017

B
Virginia 2/10/2015

B
Michigan 2/10/2015

B
Washington 2/10/2015

B
Minnesota 5/31/2018

B
West Virginia 1/24/2025

B
Mississippi 11/15/2024

B
Wisconsin 11/15/2024

B
Missouri 6/22/2021

B
Wyoming 11/15/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
312 WALNUT STREET SUITE 3300, CINCINNATI, OH 45202
8044 MONTGOMERY ROAD THE TOWERS AT KENWOOD, CINCINNATI, OH 45236
Registered with this firm since 10/9/2012

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
312 WALNUT STREET SUITE 3300, CINCINNATI, OH 45202
8044 MONTGOMERY ROAD THE TOWERS AT KENWOOD, CINCINNATI, OH 45236
Registered with this firm since 6/5/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/28/2005 - 04/24/2007 NEW ENGLAND SECURITIES (CRD#:615) WALL TOWNSHIP, NJ
B
12/23/1999 - 02/15/2005 PFIC SECURITIES CORPORATION (CRD#:34941) FRANKLIN, TN
B
09/29/1995 - 03/18/1999 NEW ENGLAND SECURITIES (CRD#:615) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.