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DANA PAUL BASBALLE
CRD#: 2659753
IA
Investment Adviser
B
Broker
GENEOS WEALTH MANAGEMENT, INC.CRD#: 120894 100 4TH AVE SE
SUITE 2
PLAINVIEW, MN 55964
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - Present (20 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2001 - 2003 (2 years)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)1997 - 2001 (4 years)BDAIN BOSWORTH INCORPORATED (CRD# 7600)1996 - 1997 (<1 year)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)1995 - 1996 (<1 year)
License(s)

State Registrations

B
Arizona 7/10/2019

B
Nebraska 10/22/2019

B
California 10/7/2016

B
Nevada 1/25/2024

B
Colorado 3/16/2004

B
New Mexico 11/11/2010

B
Florida 2/3/2011

B
North Carolina 5/3/2017

B
Illinois 10/5/2016

B
South Dakota 10/5/2016

B
Iowa 5/21/2014

B
Texas 8/10/2016

B
Minnesota 3/16/2004

B
Virginia 12/2/2024

IA
Minnesota 11/4/2013

B
Wisconsin 3/16/2004

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894)
100 4TH AVE SE SUITE 2, PLAINVIEW, MN 55964
3428 LAKERIDGE PLACE NW SUITE 120, ROCHESTER, MN 55901
Registered with this firm since 3/16/2004

B
GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894)
100 4TH AVE SE SUITE 2, PLAINVIEW, MN 55964
3428 LAKERIDGE PLACE NW SUITE 120, ROCHESTER, MN 55901
Registered with this firm since 3/16/2004

Previous Registration(s)
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IA
12/04/2003 - 03/19/2004 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487) PLAINVIEW, MN
B
10/03/2003 - 03/19/2004 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487) GREENWOOD VILLAGE, CO
B
08/03/2001 - 10/10/2003 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FAIRFIELD, IA
B
06/13/1997 - 08/03/2001 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) GREENWOOD VILLAGE, CO
B
09/13/1996 - 06/02/1997 DAIN BOSWORTH INCORPORATED (CRD#:7600)
B
10/17/1995 - 07/29/1996 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.