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Detailed Report
Joseph Vincent Capra
CRD#: 2659474
IA
Investment Adviser
B
Broker
GROVE POINT ADVISORS, LLCCRD#: 313171 Ogdenburg, NJ
GROVE POINT INVESTMENTS, LLCCRD#: 1763 Ogdensburg, NJ
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAGROVE POINT ADVISORS, LLC (CRD# 313171)2021 - Present (3 years)BGROVE POINT INVESTMENTS, LLC (CRD# 1763)2016 - Present (8 years)BSTERNE AGEE FINANCIAL SERVICES... (CRD# 18456)2014 - 2016 (1 year)BWRP INVESTMENTS, INC. (CRD# 7365)2004 - 2014 (10 years)BMAIN STREET MANAGEMENT COMPANY (CRD# 547)1997 - 2004 (6 years)BC. J. M. PLANNING CORP. (CRD# 5698)1995 - 1997 (1 year)IAH. BECK, INC. (CRD# 1763)2016 - 2021 (4 years)IASTERNE AGEE INVESTMENT ADVISOR... (CRD# 174182)2015 - 2016 (1 year)IASTERNE AGEE INVESTMENT ADVISOR... (CRD# 7365)2004 - 2015 (10 years)IAMAIN STREET MANAGEMENT COMPANY (CRD# 547)2002 - 2004 (1 year)
License(s)

State Registrations

B
Arizona 5/27/2016
B
North Carolina 5/27/2016
B
Florida 5/27/2016
B
Pennsylvania 5/27/2016
B
Georgia 5/27/2016
B
Rhode Island 5/27/2016
B
Maryland 11/14/2017
B
South Carolina 5/27/2016
B
New Jersey 5/27/2016
B
Texas 7/31/2020
IA
New Jersey 4/1/2021
B
Virginia 5/27/2016
B
New York 5/27/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GROVE POINT ADVISORS, LLC (CRD#:313171)
Ogdenburg, NJ
Registered with this firm since 4/1/2021
B
GROVE POINT INVESTMENTS, LLC (CRD#:1763)
Ogdensburg, NJ
Registered with this firm since 5/27/2016
Previous Registration(s)
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IA
 06/01/2016 - 04/01/2021 H. BECK, INC. (CRD#:1763) VERONA, NJ
IA
 01/30/2015 - 05/31/2016 STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. (CRD#:174182) BIRMINGHAM, AL
B
 09/12/2014 - 05/31/2016 STERNE AGEE FINANCIAL SERVICES, INC. (CRD#:18456) OGDENSBURG, NJ
IA
 05/03/2004 - 01/30/2015 STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. (CRD#:7365) OGDENSBURG, NJ
B
 05/03/2004 - 09/12/2014 WRP INVESTMENTS, INC. (CRD#:7365) OGDENSBURG, NJ
IA
 11/15/2002 - 05/03/2004 MAIN STREET MANAGEMENT COMPANY (CRD#:547) MENDHAM, NJ
B
 07/25/1997 - 05/03/2004 MAIN STREET MANAGEMENT COMPANY (CRD#:547) BOSTON, MA
B
 10/11/1995 - 08/06/1997 C. J. M. PLANNING CORP. (CRD#:5698) POMPTON LAKES, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.