• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES ROSS BURROWS II
JAMES ROSS BURROWS
CRD#: 2659211
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 302 CARNEGIE CENTER STES 102 & 104
PRINCETON, NJ 08540
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2001 - 2003 (2 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1998 - 2001 (2 years)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2002 - 2003 (1 year)
License(s)

State Registrations

B
Arizona 11/17/2004

B
New Hampshire 8/3/2022

B
California 7/1/2003

B
New Jersey 7/1/2003

B
Colorado 7/1/2003

IA
New Jersey 7/1/2003

B
Connecticut 11/14/2017

B
New York 7/1/2003

B
District of Columbia 8/19/2016

B
North Carolina 4/21/2006

B
Florida 7/1/2003

B
Ohio 10/26/2005

B
Georgia 7/1/2003

B
Oregon 8/27/2018

B
Illinois 11/15/2007

B
Pennsylvania 7/1/2003

B
Indiana 5/25/2011

B
South Carolina 1/31/2025

B
Maryland 1/14/2015

B
Virginia 7/1/2003

B
Minnesota 9/18/2012

B
Washington 1/3/2005

B
Nevada 7/1/2003

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
302 CARNEGIE CENTER STES 102 & 104, PRINCETON, NJ 08540
CREAM RIDGE, NJ
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
302 CARNEGIE CENTER STES 102 & 104, PRINCETON, NJ 08540
CREAM RIDGE, NJ
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/25/2002 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) EAST BRUNSWICK, NJ
B
03/23/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
04/30/1998 - 03/28/2001 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.