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STEVE MARC KEHOE
STEPHEN MARC KEHOE
CRD#: 2659040
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1801 13TH STREET
BOULDER, CO 80302
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)2 FIRMS2007 - Present (17 years)BMORGAN STANLEY DW INC. (CRD# 7556)1995 - 2007 (11 years)IAMORGAN STANLEY (CRD# 7556)1999 - 2007 (8 years)
Disclosure(s)
View By:
2/12/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/11/2007

B
Minnesota 12/11/2024

B
California 5/11/2007

B
Nevada 2/16/2023

IA
California 10/31/2024

B
New Hampshire 12/7/2021

B
Colorado 5/11/2007

B
New Jersey 1/3/2025

IA
Colorado 5/11/2007

B
New York 5/11/2007

B
Connecticut 6/18/2014

B
North Carolina 6/27/2023

B
Florida 6/14/2021

B
Ohio 10/29/2024

B
Illinois 5/11/2007

B
Oklahoma 4/1/2024

B
Indiana 12/20/2023

B
Oregon 5/11/2007

B
Iowa 10/31/2024

B
South Carolina 8/2/2024

IA
Iowa 10/31/2024

IA
Texas 5/11/2007

B
Maine 11/7/2022

B
Washington 5/11/2007

B
Massachusetts 5/17/2007

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1801 13TH STREET, BOULDER, CO 80302
Edwards, CO
Registered with this firm since 5/11/2007

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1801 13TH STREET, BOULDER, CO 80302
Edwards, CO
Registered with this firm since 5/11/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2007 - 05/14/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) BOULDER, CO
B
04/02/2007 - 05/14/2007 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) BOULDER, CO
IA
03/16/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) BOULDER, CO
B
10/30/1995 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) BOULDER, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.