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Detailed Report
ELLIOT HSIAO CHANG
ELLIOT HSAID CHANG, JUNG HSIAO CHANG
CRD#: 2658802
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1150 S DIAMOND BAR BLVD
DIAMOND BAR, CA 91765
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2011 (4 years)2 FIRMS2011 - Present (14 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2002 - 2006 (3 years)BRYAN, BECK & CO., LLC. (CRD# 3248)2002 - 2002 (<1 year)BGRUNTAL & CO., L.L.C. (CRD# 372)2000 - 2002 (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1996 - 2000 (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1996 - 1996 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2006 (3 years)
License(s)

State Registrations

B
Arizona 3/13/2024
B
New York 1/22/2018
B
California 1/3/2011
B
North Carolina 5/11/2021
IA
California 1/3/2011
B
Oregon 3/9/2023
B
Florida 1/30/2020
B
South Dakota 11/23/2020
B
Idaho 7/25/2018
B
Texas 7/17/2014
B
Illinois 9/11/2021
IA
Texas 7/23/2014
B
Missouri 4/23/2015
B
Virginia 10/13/2020
B
Nevada 1/3/2011
B
Washington 6/4/2015
B
New Jersey 2/24/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1150 S DIAMOND BAR BLVD, DIAMOND BAR, CA 91765
368C N LEMON AVE STE A, WALNUT, CA 91789
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1150 S DIAMOND BAR BLVD, DIAMOND BAR, CA 91765
368C N LEMON AVE STE A, WALNUT, CA 91789
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 03/23/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
B
 03/22/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) PASADENA, CA
IA
 01/13/2003 - 03/23/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PASADENA, CA
B
 06/13/2002 - 03/23/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
 04/29/2002 - 07/12/2002 RYAN, BECK & CO., LLC. (CRD#:3248) FLORHAM PARK, NJ
B
 04/14/2000 - 05/13/2002 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
B
 11/12/1996 - 04/10/2000 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
 01/16/1996 - 11/18/1996 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.