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Detailed Report
LEAANN MICHALLE MOORE
CRD#: 2658201
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 1128 Lincoln Mall
Ste 200
Lincoln, NE 68508
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2018 - Present (6 years)BAMERITAS INVESTMENT CORP. (CRD# 14869)1995 - 2018 (22 years)IAAMERITAS INVESTMENT CORP (CRD# 14869)2009 - 2018 (8 years)
License(s)

State Registrations

B
Arizona 7/2/2018
B
Minnesota 7/2/2018
B
California 7/2/2018
B
Missouri 7/2/2018
B
Colorado 7/2/2018
B
Nebraska 7/2/2018
B
Connecticut 2/14/2020
IA
Nebraska 7/10/2018
B
Florida 7/2/2018
B
New York 7/2/2018
B
Georgia 10/21/2021
B
Oklahoma 9/26/2022
B
Illinois 7/2/2018
B
South Dakota 3/8/2022
B
Indiana 12/7/2020
IA
South Dakota 2/28/2025
B
Iowa 12/22/2018
B
Texas 12/22/2018
B
Kansas 7/2/2018
IA
Texas 3/8/2021
B
Kentucky 8/26/2021
B
Washington 6/20/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
1128 Lincoln Mall Ste 200, Lincoln, NE 68508
311 SPRING CREEK TRL , PIERRE, SD 57101
Registered with this firm since 7/10/2018
B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
1128 Lincoln Mall Ste 200, Lincoln, NE 68508
311 SPRING CREEK TRL , PIERRE, SD 57101
Registered with this firm since 7/2/2018
Previous Registration(s)
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IA
 11/06/2009 - 07/06/2018 AMERITAS INVESTMENT CORP (CRD#:14869) Lincoln, NE
B
 10/06/1995 - 07/06/2018 AMERITAS INVESTMENT CORP. (CRD#:14869) Lincoln, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.