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LISA MAYER
LISA MARIE MAYER
CRD#: 2657936
IA
B
WELLS FARGO ADVISORSCRD#: 11025 7700 IRVINE CENTER DR
STE 520
IRVINE, CA 92618
STE 520
IRVINE, CA 92618
0
Disclosures
29
Years of Experience
View By:
State Registrations
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Arizona 11/7/2022
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Missouri 11/7/2022
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California 11/7/2022
B
Montana 11/7/2022
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California 11/7/2022
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Nevada 11/7/2022
B
Colorado 11/7/2022
B
New Mexico 11/7/2022
B
Connecticut 11/7/2022
B
New York 11/7/2022
B
District of Columbia 11/7/2022
B
Oregon 11/7/2022
B
Florida 11/7/2022
B
South Carolina 11/7/2022
B
Georgia 4/1/2025
B
Tennessee 11/7/2022
B
Hawaii 11/7/2022
B
Texas 11/7/2022
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Idaho 11/7/2022
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Texas 11/7/2022
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Illinois 11/7/2022
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Utah 11/7/2022
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Maine 11/7/2022
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Virginia 11/7/2022
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Maryland 11/7/2022
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Washington 11/7/2022
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Massachusetts 11/7/2022
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Wisconsin 5/22/2024
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Minnesota 1/18/2023
SRO Registrations
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IA
Registered with this firm since 11/7/2022
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Registered with this firm since 11/7/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/29/2013 - 11/07/2022 | IRVINE, CA | |
B | 04/29/2013 - 11/07/2022 | IRVINE, CA | |
IA | 03/05/2007 - 04/29/2013 | NEWPORT BEACH, CA | |
B | 07/02/2001 - 04/29/2013 | NEWPORT BEACH, CA | |
B | 02/01/2000 - 06/12/2001 | NEW YORK, NY | |
B | 07/01/1998 - 02/01/2000 | SAN FRANCISCO, CA | |
B | 03/26/1996 - 07/14/1998 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.