Individual Firm
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LARRY MONROE MCCOY
CRD#: 2657085
IA
B
CAPITAL ANALYSTSCRD#: 162200 1222 SE 47th Street, Suite 310
Cape Coral, FL 33904
Cape Coral, FL 33904
LINCOLN INVESTMENTCRD#: 519 1222 SE 47th Street
Suite 310
Cape Coral, FL 33904
Suite 310
Cape Coral, FL 33904
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1/12/2022
Judgment / Lien
3/30/2021
Judgment / Lien
11/15/2012
Customer Dispute
Settled
State Registrations
B
Florida 1/3/2017
B
North Carolina 1/2/2025
IA
Florida 6/12/2017
B
Pennsylvania 1/3/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 1/25/2019
IA
Registered with this firm since 6/12/2017
B
Registered with this firm since 1/3/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/06/2015 - 10/04/2019 | Cape Coral, FL | |
B | 07/15/2013 - 01/03/2017 | CAPE CORAL, FL | |
B | 01/28/2013 - 08/19/2013 | FORT MYERS, FL | |
B | 09/29/1995 - 01/22/2013 | CAPE CORAL, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.