Individual Firm
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Matthew Fielding Marsh
MATT MARSH
CRD#: 2656188
IA
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SUMMIT TRAIL ADVISORS, LLCCRD#: 220519 4600 SOUTH SYRACUSE
9TH FLOOR
DENVER, CO 80237
9TH FLOOR
DENVER, CO 80237
0
Disclosures
24
Years of Experience
View By:
State Registrations
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Colorado 5/30/2024
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Registered with this firm since 5/30/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/19/2023 - 06/10/2024 | CENTENNIAL, CO | |
B | 07/19/2023 - 06/10/2024 | CENTENNIAL, CO | |
IA | 10/28/2019 - 07/19/2023 | CENTENNIAL, CO | |
B | 10/28/2019 - 07/19/2023 | CENTENNIAL, CO | |
IA | 03/21/2017 - 11/29/2019 | ST. PETERSBURG, FL | |
B | 10/31/2016 - 11/14/2019 | NEW YORK, NY | |
IA | 06/01/2009 - 07/14/2016 | DENVER, CO | |
B | 06/01/2009 - 07/14/2016 | DENVER, CO | |
IA | 03/09/2006 - 06/01/2009 | DENVER, CO | |
B | 03/09/2006 - 06/01/2009 | DENVER, CO | |
IA | 02/28/2004 - 10/01/2004 | SAN DIEGO, CA | |
B | 12/18/2003 - 10/01/2004 | NEW YORK, NY | |
B | 05/01/2003 - 12/16/2003 | BOLINGBROOK, IL | |
B | 05/09/2001 - 04/28/2003 | SAN DIEGO, CA | |
B | 10/08/2002 - 04/25/2003 | SEATTLE, WA | |
B | 12/22/2000 - 04/16/2001 | CHARLOTTE, NC | |
B | 10/17/1995 - 03/05/1998 | SAN DIEGO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.