Individual Firm
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VITO MANNINO JR
VICTOR MANNINO, VITO MANNINO
CRD#: 2655425
IA
B
MORGAN STANLEYCRD#: 149777 1200 Franklin Avenue
2Nd Floor
Garden City, NY 11530
2Nd Floor
Garden City, NY 11530
View By:
5/1/2014
Customer Dispute
Denied
State Registrations
B
Arizona 7/8/2022
B
New Jersey 7/8/2022
B
California 7/8/2022
B
New York 7/8/2022
B
Connecticut 7/8/2022
IA
New York 7/8/2022
B
Florida 7/8/2022
B
North Carolina 7/8/2022
B
Georgia 7/8/2022
B
Pennsylvania 7/8/2022
B
Illinois 7/8/2022
B
South Carolina 1/25/2024
B
Kansas 7/8/2022
B
Tennessee 7/8/2022
B
Louisiana 7/8/2022
B
Texas 7/8/2022
B
Maine 1/4/2023
IA
Texas 7/8/2022
B
Maryland 7/8/2022
B
Vermont 7/8/2022
B
Massachusetts 7/11/2022
B
Virginia 7/8/2022
B
Nevada 8/18/2022
B
Washington 7/8/2022
B
New Hampshire 7/8/2022
B
Wisconsin 7/8/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 7/8/2022
B
Registered with this firm since 7/8/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 07/09/2022 | GARDEN CITY, NY | |
B | 10/23/2009 - 07/09/2022 | GARDEN CITY, NY | |
IA | 10/20/2004 - 10/23/2009 | GARDEN CITY, NY | |
B | 10/20/2004 - 10/23/2009 | GARDEN CITY, NY | |
IA | 07/07/2004 - 10/20/2004 | FLUSHING, NY | |
B | 08/07/2002 - 10/20/2004 | NEW YORK, NY | |
B | 11/14/2001 - 07/31/2002 | WOODSTOCK, GA | |
B | 08/14/2000 - 12/03/2001 | BOCA RATON, FL | |
B | 08/26/1999 - 08/28/2000 | NEW YORK, NY | |
B | 11/26/1996 - 07/21/1998 | WOODBURY, NY | |
B | 11/01/1995 - 11/27/1996 | NEW YORK, NY | |
B | 09/12/1995 - 11/10/1995 | ST. LOUIS, MO |
GARDEN CITY, NY
10/23/2009 - 07/09/2022
GARDEN CITY, NY
10/23/2009 - 07/09/2022
NEW YORK, NY
08/26/1999 - 08/28/2000
NEW YORK, NY
11/01/1995 - 11/27/1996
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.