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Detailed Report
MARCUS TODD TERDIK
CRD#: 2653954
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 RALEIGH, NC
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 RALEIGH, NC
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - Present (7 years)BBACAP DISTRIBUTORS, LLC (CRD# 46088)2001 - 2003 (2 years)
License(s)

State Registrations

IA
North Carolina 2/7/2018
B
Texas 10/7/2019
B
North Carolina 2/8/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
RALEIGH, NC
RALEIGH, NC
Registered with this firm since 2/7/2018
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
RALEIGH, NC
Registered with this firm since 2/7/2018
Previous Registration(s)
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IA
 05/14/2009 - 01/19/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) RALEIGH, NC
B
 04/21/2009 - 01/19/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) RALEIGH, NC
B
 06/27/2001 - 10/02/2003 BACAP DISTRIBUTORS, LLC (CRD#:46088) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.