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Judith Wolcott Frantz
Judy W Frantz, JUDITH WYNN WOLCOTT, JUDY WOLCOTT
CRD#: 2653341
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 2 MERIDIAN BLVD STE 102
WYOMISSING, PA 19610
Registration History
1996199820002002200420062008201020122014201620182020202220242 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2021 (5 years)2 FIRMS2021 - Present (3 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2010 - 2014 (3 years)BEDWARD JONES (CRD# 250)2004 - 2010 (6 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2004 (7 years)IAH.D. VEST ADVISORY SERVICES, INC (CRD# 104556)2012 - 2014 (2 years)
License(s)

State Registrations

B
California 9/29/2022

B
North Carolina 10/27/2022

B
Delaware 7/21/2021

B
Ohio 8/3/2023

B
Florida 7/21/2021

B
Pennsylvania 7/21/2021

B
Georgia 7/21/2021

IA
Pennsylvania 7/21/2021

IA
Georgia 7/21/2021

B
South Carolina 7/21/2021

B
Maryland 7/21/2021

B
Texas 6/13/2024

B
New York 7/21/2021

B
Virginia 7/21/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2 MERIDIAN BLVD STE 102, WYOMISSING, PA 19610
Registered with this firm since 7/21/2021

B
LPL FINANCIAL LLC (CRD#:6413)
2 MERIDIAN BLVD STE 102, WYOMISSING, PA 19610
Registered with this firm since 7/21/2021

Previous Registration(s)
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IA
07/15/2016 - 07/21/2021 WADDELL & REED (CRD#:866) WYOMISING, PA
B
07/15/2016 - 07/21/2021 WADDELL & REED (CRD#:866) WYOMISING, PA
IA
09/12/2014 - 07/19/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CAMP HILL, PA
B
09/12/2014 - 07/19/2016 MSI FINANCIAL SERVICES, INC. (CRD#:14251) CAMP HILL, PA
IA
08/28/2012 - 09/19/2014 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) EPHRATA, PA
B
12/03/2010 - 09/19/2014 H.D. VEST INVESTMENT SERVICES (CRD#:13686) LANCASTER, PA
B
01/07/2004 - 12/08/2010 EDWARD JONES (CRD#:250) LANCASTER, PA
B
10/29/1996 - 01/06/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.