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JOHN ATWOOD HARDING JR
JOHN A HARDING JR, JOHN A (JR) HARDING, JOHN ATWOOD HARDING
CRD#: 2652911
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 7633 E 63RD PL STE 530
TULSA, OK 74133
Registration History
1996199820002002200420062008201020122014201620182020202220242 FIRMS2002 - 2003 (<1 year)2 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2011 - 2013 (2 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2009 - 2011 (1 year)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2008 - 2009 (<1 year)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2007 - 2008 (<1 year)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)2003 - 2007 (4 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)1999 - 2002 (3 years)BMCDONALD INVESTMENTS INC. (CRD# 566)1999 - 1999 (<1 year)BKEY INVESTMENTS INC. (CRD# 15873)1998 - 1999 (1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)1997 - 1998 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 1997 (1 year)IAOFI PRIVATE INVESTMENTS INC (CRD# 107807)2004 - 2005 (1 year)IACUNA BROKERAGE SERVICES, INC. (CRD# 13941)2001 - 2002 (1 year)
License(s)

State Registrations

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Alabama 6/14/2023

B
Missouri 6/4/2018

B
Alaska 11/10/2020

B
New Mexico 4/20/2021

B
Arizona 3/5/2021

B
New York 6/4/2018

B
Arkansas 6/4/2018

B
Ohio 6/4/2018

B
California 6/4/2018

B
Oklahoma 6/4/2018

B
Colorado 6/4/2018

IA
Oklahoma 6/4/2018

B
Florida 6/4/2018

B
Pennsylvania 6/4/2018

B
Georgia 6/4/2018

B
Texas 6/4/2018

B
Illinois 6/4/2018

IA
Texas 6/4/2018

B
Iowa 2/27/2024

B
Utah 6/4/2018

B
Kansas 6/4/2018

B
Virgin Islands 6/4/2018

B
Maine 4/2/2024

B
Virginia 6/4/2018

B
Maryland 6/4/2018

B
Washington 6/29/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
7633 E 63RD PL STE 530, TULSA, OK 74133
Registered with this firm since 6/4/2018

B
LPL FINANCIAL LLC (CRD#:6413)
7633 E 63RD PL STE 530, TULSA, OK 74133
Registered with this firm since 6/4/2018

Previous Registration(s)
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IA
08/07/2015 - 06/28/2018 CETERA ADVISORS LLC (CRD#:10299) TULSA, OK
B
08/07/2015 - 06/28/2018 CETERA ADVISORS LLC (CRD#:10299) TULSA, OK
IA
12/12/2013 - 08/07/2015 ARVEST ASSET MANAGEMENT (CRD#:42057) TULSA, OK
B
08/22/2013 - 08/07/2015 ARVEST ASSET MANAGEMENT (CRD#:42057) TULSA, OK
B
03/21/2011 - 05/14/2013 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
07/17/2009 - 04/04/2011 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) TULSA, OK
B
05/23/2008 - 02/09/2009 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
10/03/2007 - 05/27/2008 JACKSON NATIONAL LIFE DISTRIBUTORS LLC (CRD#:40178) DENVER, CO
B
01/31/2003 - 10/25/2007 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) CENTENNIAL, CO
IA
06/11/2004 - 12/19/2005 OFI PRIVATE INVESTMENTS INC (CRD#:107807) NEW YORK, NY
IA
09/26/2002 - 01/27/2003 QUICK & REILLY, INC. (CRD#:11217) GREEMWOOD VILLAGE, CO
B
09/26/2002 - 01/27/2003 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
IA
05/17/2001 - 10/11/2002 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) DENVER, CO
B
10/19/1999 - 10/11/2002 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
05/14/1999 - 09/24/1999 MCDONALD INVESTMENTS INC. (CRD#:566) CLEVELAND, OH
B
01/21/1998 - 05/14/1999 KEY INVESTMENTS INC. (CRD#:15873) CLEVELAND, OH
B
06/04/1997 - 01/23/1998 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
B
11/16/1995 - 06/06/1997 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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