Individual Firm
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JORDAN ANDREW ELLIS
CRD#: 2652646
IA
B
WELLS FARGO ADVISORSCRD#: 19616 7105 AIRPORT BOULEVARD
MOBILE, AL 36608
MOBILE, AL 36608
View By:
7/9/2018
Customer Dispute
Denied
State Registrations
B
Alabama 4/23/2005
IA
Mississippi 11/4/2010
IA
Alabama 4/23/2005
B
Missouri 6/9/2022
B
California 4/11/2025
B
Ohio 5/25/2024
B
Colorado 2/10/2023
B
Oklahoma 10/25/2024
B
Florida 4/23/2005
B
Pennsylvania 4/11/2025
B
Georgia 4/23/2005
B
South Carolina 2/6/2018
B
Idaho 4/3/2025
B
Tennessee 3/21/2024
B
Iowa 4/23/2005
B
Texas 4/23/2005
B
Kentucky 3/19/2025
IA
Texas 9/20/2016
B
Mississippi 4/23/2005
B
Virginia 4/23/2005
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 4/23/2005
B
Registered with this firm since 4/23/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/08/1999 - 04/23/2005 | BIRMINGHAM, AL | |
IA | 06/08/1999 - 12/13/2004 | MOBILE, AL | |
B | 06/28/1999 - 04/04/2000 | PURCHASE, NY | |
B | 09/28/1995 - 06/15/1999 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.