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GREGORY SCOTT BREEN
GREG BREEN
CRD#: 2652428
IA
B
MORGAN STANLEYCRD#: 149777 9130 South Dadeland Boulevard
Suite 1702
Miami, FL 33156
Suite 1702
Miami, FL 33156
0
Disclosures
29
Years of Experience
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State Registrations
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Alabama 4/29/2022
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Nebraska 2/20/2019
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Alaska 4/29/2022
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Nevada 10/25/2016
B
Arizona 5/11/2022
B
New Hampshire 5/25/2022
B
Arkansas 2/20/2019
B
New Jersey 10/14/2016
B
California 6/1/2009
B
New Mexico 10/12/2016
B
Colorado 4/29/2015
B
New York 6/1/2009
B
Connecticut 6/20/2016
B
North Carolina 10/18/2016
B
Delaware 9/29/2021
B
North Dakota 2/20/2019
B
District of Columbia 5/11/2022
B
Ohio 5/23/2014
B
Florida 6/1/2009
B
Oklahoma 5/25/2022
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Florida 6/1/2009
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Oregon 5/25/2022
B
Georgia 10/20/2016
B
Pennsylvania 9/12/2016
B
Hawaii 5/25/2022
B
Puerto Rico 2/20/2019
B
Idaho 5/25/2022
B
Rhode Island 2/20/2019
B
Illinois 1/9/2018
B
South Carolina 10/12/2016
B
Indiana 2/20/2019
B
South Dakota 2/20/2019
B
Iowa 5/25/2022
B
Tennessee 5/25/2022
B
Kansas 5/25/2022
B
Texas 6/1/2009
B
Kentucky 5/25/2022
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Texas 4/2/2020
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Louisiana 5/25/2022
B
Utah 2/20/2019
B
Maine 5/25/2022
B
Vermont 10/14/2016
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Maryland 6/1/2009
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Virgin Islands 5/25/2022
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Massachusetts 10/29/2018
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Virginia 6/25/2019
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Michigan 4/22/2013
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Washington 4/14/2015
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Minnesota 2/20/2019
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West Virginia 10/24/2016
B
Mississippi 2/20/2019
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Wisconsin 2/20/2019
B
Missouri 8/20/2019
B
Wyoming 5/25/2022
B
Montana 6/15/2021
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/09/2007 - 06/01/2009 | CORAL GABLES, FL | |
B | 10/05/2007 - 06/01/2009 | CORAL GABLES, FL | |
IA | 06/03/2002 - 10/10/2007 | CORAL GABLES, FL | |
B | 06/03/2002 - 10/10/2007 | CORAL GABLES, FL | |
B | 01/29/1999 - 06/03/2002 | WEEHAWKEN, NJ | |
IA | 01/29/1999 - 06/01/2002 | CORAL GABLES, FL | |
B | 10/06/1995 - 02/17/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.