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RAYMOND JOHN MCFAUL JR
RAYMOND JOHN MC FAUL, RAYMOND J MCFAUL JR, RAYMOND JOHN MCFAUL
CRD#: 2651558
IA
B
MORGAN STANLEYCRD#: 149777 1201 Wills Street
Suite 700
Baltimore, MD 21231
Suite 700
Baltimore, MD 21231
0
Disclosures
11
Years of Experience
View By:
State Registrations
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Arkansas 10/15/2020
B
New Hampshire 7/21/2021
B
California 6/27/2016
B
New Jersey 6/27/2016
B
Colorado 6/27/2016
B
New York 6/27/2016
B
Delaware 6/27/2016
B
North Carolina 6/28/2016
B
District of Columbia 6/27/2016
B
North Dakota 5/8/2024
B
Florida 6/27/2016
B
Ohio 11/2/2017
B
Georgia 6/27/2016
B
Oregon 4/27/2020
B
Maine 6/27/2016
B
Pennsylvania 1/4/2016
B
Maryland 1/4/2016
B
South Carolina 5/2/2017
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Maryland 1/4/2016
B
South Dakota 3/4/2025
B
Massachusetts 6/27/2016
B
Tennessee 3/14/2019
B
Michigan 6/27/2016
B
Texas 6/27/2016
B
Mississippi 6/27/2016
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Texas 2/20/2020
B
Montana 12/19/2023
B
Vermont 8/1/2019
B
Nevada 1/3/2025
B
Virginia 6/27/2016
SRO Registrations
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B
B
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IA
Registered with this firm since 1/4/2016
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Registered with this firm since 1/4/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/03/2015 - 01/04/2016 | FINKSBURG, MD | |
B | 12/23/2014 - 01/04/2016 | BALTIMORE, MD | |
B | 07/21/1997 - 03/15/1999 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.