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Detailed Report
SUZETTE LAWRENCE
SUZY LAWRENCE
CRD#: 2651541
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 155 North Lake Avenue #866
Pasadena, CA 91101
Registration History
199019952000200520102015202020252 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - 2024 (10 years)2 FIRMS2024 - Present (1 year)BCROWELL, WEEDON & CO. (CRD# 193)1996 - 2013 (17 years)IACROWELL, WEEDON & CO. (CRD# 193)1997 - 2013 (15 years)
Disclosure(s)
View By:
12/16/2024
Customer Dispute
Denied
1/24/2024
Customer Dispute
Settled
10/13/2023
Customer Dispute
Settled
4/7/1988
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 3/22/2024
B
Michigan 3/15/2024
B
Arizona 3/15/2024
B
Montana 4/1/2024
B
California 3/15/2024
B
Nevada 3/15/2024
IA
California 3/18/2024
B
New Mexico 3/15/2024
B
Colorado 5/9/2024
B
New York 3/15/2024
B
Florida 3/15/2024
B
Oregon 5/6/2024
B
Georgia 3/15/2024
B
Tennessee 3/15/2024
B
Hawaii 5/15/2024
B
Texas 3/15/2024
B
Idaho 3/15/2024
IA
Texas 3/15/2024
B
Illinois 3/15/2024
B
Washington 3/15/2024
B
Kansas 3/15/2024
B
Wisconsin 3/15/2024
B
Louisiana 3/15/2024
B
Wyoming 3/15/2024
B
Massachusetts 4/17/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
155 North Lake Avenue #866, Pasadena, CA 91101
Registered with this firm since 3/15/2024
B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
155 North Lake Avenue #866, Pasadena, CA 91101
Registered with this firm since 3/15/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/25/2013 - 03/08/2024 D.A. DAVIDSON & CO. (CRD#:199) LOS ANGELES, CA
B
 11/25/2013 - 03/08/2024 D.A. DAVIDSON & CO. (CRD#:199) LOS ANGELES, CA
IA
 11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) LOS ANGELES, CA
B
 11/04/2013 - 11/25/2013 CROWELL WEEDON & CO. (CRD#:168622) LOS ANGELES, CA
IA
 12/31/1997 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
B
 05/24/1996 - 11/04/2013 CROWELL, WEEDON & CO. (CRD#:193) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.