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BARRY DAVID HOROWITZ
CRD#: 2651525
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Previous Investment Adviser
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Previous Broker
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
20092010201120122013201420152016201720182019202020212022IAFINANCIAL RESOURCES GROUP, LLC (CRD# 293380)2018 - 2021 (3 years)IALINCOLN FINANCIAL SECURITIES C... (CRD# 3870)2009 - 2018 (8 years)IAINDEPENDENT ADVISERS GROUP CORP (CRD# 106684)2011 - 2013 (1 year)
Disclosure(s)
View By:
6/23/2020
Customer Dispute
Settled
5/1/2019
Customer Dispute
Settled
Previous Registration(s)
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09/04/2018 - 11/08/2021 FINANCIAL RESOURCES GROUP, LLC (CRD#:293380) GLASTONBURY, CT
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11/11/2009 - 08/30/2018 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) GLASTONBURY, CT
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11/04/2011 - 07/29/2013 INDEPENDENT ADVISERS GROUP CORP (CRD#:106684) GLASTONBURY, CT
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.