Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DAVID JOHN BERKEIHISER
DAVID J BERKEIHISER
CRD#: 2651509
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 300 Willowbrook Lane Suite 315
West Chester, PA 19382
West Chester, PA 19382
LPL FINANCIAL LLCCRD#: 6413 300 WILLOWBROOK LN STE 315
WEST CHESTER, PA 19382
WEST CHESTER, PA 19382
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
California 10/5/2001
B
Pennsylvania 11/26/1997
B
Colorado 4/16/2003
IA
Pennsylvania 4/30/2012
B
Connecticut 1/11/2001
B
South Carolina 1/2/2004
B
Delaware 1/3/2006
B
Texas 8/11/2021
B
Florida 12/8/2005
IA
Texas 8/11/2021
B
Maryland 5/10/2002
B
Virginia 11/7/2016
B
North Carolina 6/15/2000
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 4/30/2012
B
Registered with this firm since 11/26/1997
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/23/2010 - 02/02/2016 | WEST CHESTER, PA | |
B | 08/31/1995 - 11/26/1997 | MINNEAPOLIS, MN | |
B | 08/31/1995 - 11/26/1997 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.