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Detailed Report
DENISE DARNELL MOANA THOMAS MURPHY
DENISE THOMAS-MURPHY, DENISE DARNELL MOANA THOMASMURPHY
CRD#: 2651276
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1001 BISHOP ST
STE 1900
HONOLULU, HI 96813
Registration History
2010201220142016201820202022202420262 FIRMS2018 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - 2018 (7 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2016 - 2018 (2 years)
License(s)

State Registrations

B
Alaska 3/25/2019
B
New Mexico 1/8/2019
B
Arizona 4/25/2018
B
New York 6/9/2022
B
California 4/16/2018
B
North Carolina 4/26/2018
B
District of Columbia 1/25/2024
B
Oregon 4/16/2018
B
Florida 4/25/2018
B
Pennsylvania 11/5/2024
B
Hawaii 3/2/2018
B
South Carolina 1/8/2019
IA
Hawaii 3/2/2018
B
Tennessee 1/16/2020
B
Idaho 11/21/2023
B
Texas 8/11/2020
B
Illinois 9/23/2022
IA
Texas 8/13/2020
B
Minnesota 1/8/2019
B
Utah 10/23/2020
B
Missouri 4/25/2018
B
Virginia 4/25/2018
B
Nebraska 1/8/2019
B
Washington 4/25/2018
B
Nevada 1/8/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1001 BISHOP ST STE 1900, HONOLULU, HI 96813
Registered with this firm since 3/2/2018
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1001 BISHOP ST STE 1900, HONOLULU, HI 96813
Registered with this firm since 3/2/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/07/2016 - 03/13/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) HONOLULU, HI
B
 06/22/2010 - 03/13/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) HONOLULU, HI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.