Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
WALTER CHARLES FURLOW
CRD#: 2651181
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 ONE N JEFFERSON AVE
ST. LOUIS, MO 63103
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - Present (10 years)BJOHN HANCOCK DISTRIBUTORS, INC. (CRD# 468)1996 - 1997 (1 year)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1996 - 1996 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1995 - 1996 (<1 year)
License(s)

State Registrations

B
Alabama 9/11/2014
B
Montana 9/11/2014
B
Alaska 9/11/2014
B
Nebraska 9/11/2014
B
Arizona 9/11/2014
B
Nevada 9/11/2014
B
Arkansas 9/11/2014
B
New Hampshire 9/11/2014
B
California 9/11/2014
B
New Jersey 9/11/2014
B
Colorado 9/11/2014
B
New Mexico 9/11/2014
B
Connecticut 9/11/2014
B
New York 9/11/2014
B
Delaware 9/11/2014
B
North Carolina 9/11/2014
B
District of Columbia 9/11/2014
B
North Dakota 9/11/2014
B
Florida 9/11/2014
B
Ohio 9/11/2014
B
Georgia 9/11/2014
B
Oklahoma 9/11/2014
B
Hawaii 9/11/2014
B
Oregon 9/11/2014
B
Idaho 9/11/2014
B
Pennsylvania 9/11/2014
B
Illinois 9/11/2014
B
Puerto Rico 9/11/2014
IA
Illinois 7/8/2024
B
Rhode Island 9/11/2014
B
Indiana 9/11/2014
B
South Carolina 9/11/2014
B
Iowa 9/11/2014
B
South Dakota 9/11/2014
B
Kansas 9/11/2014
B
Tennessee 9/11/2014
B
Kentucky 9/11/2014
B
Texas 9/11/2014
B
Louisiana 9/11/2014
IA
Texas 9/11/2014
B
Maine 9/11/2014
B
Utah 9/11/2014
B
Maryland 9/11/2014
B
Vermont 9/11/2014
B
Massachusetts 9/11/2014
B
Virgin Islands 9/11/2014
B
Michigan 9/11/2014
B
Virginia 9/11/2014
B
Minnesota 9/11/2014
B
Washington 9/11/2014
B
Mississippi 9/11/2014
B
West Virginia 9/11/2014
B
Missouri 8/13/2014
B
Wisconsin 9/11/2014
IA
Missouri 9/4/2014
B
Wyoming 9/11/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
Registered with this firm since 9/4/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
Registered with this firm since 8/12/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/07/1996 - 08/22/1997 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
 03/07/1996 - 03/29/1996 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
 12/12/1995 - 03/05/1996 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.