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ALLEN NEWTON JONES IV
ALLEN N (IV) JONES, NEWTON JONES
CRD#: 2650383
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 631 W Morse Blvd, Suite 125
Winter Park, FL 32789
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2017 (9 years)2 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2008 (12 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2008 (11 years)
Disclosure(s)
View By:
1/21/2010
Customer Dispute
Denied
11/4/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 2/24/2023

B
Mississippi 12/7/2017

B
California 12/14/2017

B
Missouri 12/14/2017

B
Colorado 12/22/2017

B
Nevada 12/14/2017

B
Connecticut 3/2/2023

B
New Hampshire 2/12/2021

B
Delaware 4/9/2018

B
New York 1/3/2018

B
District of Columbia 12/22/2017

B
North Carolina 2/22/2018

B
Florida 11/30/2017

B
Oregon 10/8/2019

IA
Florida 12/1/2017

B
South Carolina 12/14/2017

B
Georgia 12/14/2017

B
Tennessee 2/14/2018

B
Hawaii 8/10/2018

B
Texas 12/26/2017

B
Illinois 12/14/2017

IA
Texas 1/8/2018

B
Iowa 2/15/2024

B
Utah 2/4/2021

B
Massachusetts 1/31/2019

B
Virginia 12/14/2017

B
Michigan 4/29/2019

B
Washington 2/5/2019

B
Minnesota 4/25/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
631 W Morse Blvd, Suite 125, Winter Park, FL 32789
Winter Park, FL
Registered with this firm since 12/1/2017

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
631 W Morse Blvd, Suite 125, Winter Park, FL 32789
Winter Park, FL
Registered with this firm since 11/30/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/12/2008 - 12/11/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) ORLANDO, FL
B
11/12/2008 - 12/11/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) ORLANDO, FL
IA
01/13/1997 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ORLANDO, FL
B
04/12/1996 - 11/14/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ORLANDO, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.