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GEORGE CARATHIMAS
CRD#: 2650207
IA
Investment Adviser
B
Broker
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 3170 CROW CANYON PL STE 255
SAN RAMON, CA 94583
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 3170 Crow Canyon Pl Ste 255
SAN RAMON, CA 94583
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2006 (5 years)IAAMERITAS ADVISORY SERVICES, LLC (CRD# 317245)2021 - Present (3 years)BAMERITAS INVESTMENT COMPANY, LLC (CRD# 14869)2006 - Present (18 years)BJRL CAPITAL CORPORATION (CRD# 10225)1997 - 2001 (4 years)BH.D. VEST INVESTMENT SECURITIE... (CRD# 13686)1995 - 1997 (2 years)BFOOTHILL SECURITIES, INC. (CRD# 1027)1996 - 1997 (<1 year)BINVESTMENT ARCHITECTS, INC. (CRD# 17774)1996 - 1996 (<1 year)IAAMERITAS ADVISORY SERVICES (CRD# 14869)2006 - 2021 (15 years)
Disclosure(s)
View By:
6/5/2012
Customer Dispute
Settled
4/18/2011
Customer Dispute
Settled
License(s)

State Registrations

B
California 6/30/2006

B
Texas 8/29/2023

IA
California 11/1/2021

IA
Texas 8/29/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERITAS ADVISORY SERVICES, LLC (CRD#:317245)
3170 CROW CANYON PL STE 255, SAN RAMON, CA 94583
Registered with this firm since 11/1/2021

B
AMERITAS INVESTMENT COMPANY, LLC (CRD#:14869)
3170 Crow Canyon Pl Ste 255, SAN RAMON, CA 94583
Registered with this firm since 6/30/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/30/2006 - 11/01/2021 AMERITAS ADVISORY SERVICES (CRD#:14869) LINCOLN, NE
IA
02/28/2001 - 06/30/2006 CARILLON INVESTMENTS, INC (CRD#:14646) SAN RAMON, CA
B
02/23/2001 - 06/30/2006 CARILLON INVESTMENTS, INC. (CRD#:14646) SAN RAMON, CA
B
03/26/1997 - 03/06/2001 JRL CAPITAL CORPORATION (CRD#:10225) IRVINE, CA
B
10/19/1995 - 12/01/1997 H.D. VEST INVESTMENT SECURITIES, INC. (CRD#:13686) DALLAS, TX
B
09/09/1996 - 02/11/1997 FOOTHILL SECURITIES, INC. (CRD#:1027) SANTA CLARA, CA
B
02/27/1996 - 07/25/1996 INVESTMENT ARCHITECTS, INC. (CRD#:17774) PETALUMA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.