Individual Firm
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ROMEO ANTONIO BERTOLINI
CONTE BERTOLINI, ROMEO ANTHONY BERTOLINI
CRD#: 2650107
IA
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LAUFER WEALTH MANAGEMENT, LLCCRD#: 173446 406 DEER PARK AVENUE
BABYLON, NY 11702
BABYLON, NY 11702
0
Disclosures
22
Years of Experience
View By:
State Registrations
IA
New York 6/22/2021
IA
Registered with this firm since 5/29/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/04/2019 - 01/14/2022 | LINDENHURST, NY | |
B | 10/31/2019 - 01/14/2022 | LINDENHURST, NY | |
IA | 03/07/2018 - 12/31/2019 | BABYLON, NY | |
B | 12/10/2014 - 01/15/2019 | babylon, NY | |
B | 10/21/2011 - 12/17/2014 | FORT MILL, SC | |
B | 10/02/2006 - 09/09/2009 | BOSTON, MA | |
B | 09/30/2003 - 01/14/2005 | BOLINGBROOK, IL | |
B | 12/05/2001 - 01/31/2002 | MONTEBELLO, NY | |
B | 11/17/2000 - 11/28/2001 | MONTEBELLO, NY | |
B | 08/28/1997 - 11/18/1999 | CARLE PLACE, NY | |
B | 08/14/1995 - 12/19/1996 | CARLE PLACE, NY |
CARLE PLACE, NY
08/28/1997 - 11/18/1999
CARLE PLACE, NY
08/14/1995 - 12/19/1996
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.