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Detailed Report
EVAN RANDALL KATZ
CRD#: 264993
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 3801 PGA Boulevard
Suite 700
Palm Beach Gardens, FL 33410
Registration History
1970197519801985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2009 (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1977 - 1993 (15 years)BSHEARSON HAYDEN STONE INC. (CRD# 7295)1976 - 1977 (1 year)BSHEARSON HAYDEN STONE INC. (CRD# 6774)1974 - 1976 (2 years)BHAYDEN STONE INC. (CRD# 6567)1973 - 1974 (1 year)BHAYDEN STONE INC. (CRD# 972)1970 - 1973 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2009 (7 years)
Disclosure(s)
View By:
1/20/2005
Customer Dispute
Denied
8/24/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/1/2009
B
Nevada 6/1/2009
B
California 6/1/2009
B
New Hampshire 6/1/2009
B
Colorado 6/1/2009
B
New Jersey 6/1/2009
B
Connecticut 6/1/2009
IA
New Jersey 6/1/2009
B
Delaware 3/26/2018
B
New York 6/1/2009
B
District of Columbia 6/1/2009
B
North Carolina 6/8/2016
B
Florida 6/1/2009
B
Pennsylvania 6/1/2009
IA
Florida 6/1/2009
B
Rhode Island 11/17/2021
B
Georgia 6/8/2016
B
South Carolina 6/1/2009
B
Illinois 11/17/2021
B
South Dakota 6/1/2009
B
Kansas 11/17/2021
B
Tennessee 6/1/2009
B
Maryland 11/2/2015
B
Texas 5/28/2015
B
Massachusetts 6/1/2009
IA
Texas 4/15/2020
B
Minnesota 11/26/2024
B
Vermont 6/24/2024
B
Mississippi 11/17/2021
B
Virginia 6/1/2009
B
Missouri 1/10/2024
B
Washington 1/5/2024
B
Montana 11/17/2021
B
Wisconsin 7/2/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
3801 PGA Boulevard Suite 700, Palm Beach Gardens, FL 33410
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
3801 PGA Boulevard Suite 700, Palm Beach Gardens, FL 33410
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/08/2002 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHORT HILLS, NJ
B
 07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHORT HILLS, NJ
B
 11/22/1977 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 11/17/1976 - 11/22/1977 SHEARSON HAYDEN STONE INC. (CRD#:7295)
B
 11/08/1974 - 11/17/1976 SHEARSON HAYDEN STONE INC. (CRD#:6774)
B
 03/16/1973 - 11/08/1974 HAYDEN STONE INC. (CRD#:6567)
B
 09/11/1970 - 03/16/1973 HAYDEN STONE INC. (CRD#:972)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.