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Detailed Report
DEANNE MALIA TEGTMEIER
CRD#: 2649519
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 3400 AIRPORT AVE
SUITE 45
SANTA MONICA, CA 90405
Registration History
19952000200520102015202020252 FIRMS2023 - Present (1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2005 - 2023 (17 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1995 - 2005 (10 years)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2010 - 2023 (13 years)IAINDEPENDENT CAPITAL MANAGEMENT (CRD# 121354)2000 - 2009 (9 years)IAINDEPENDENT CAPITAL MANAGEMENT (CRD# 121354)2002 - 1998 (<1 year)
License(s)

State Registrations

B
Arizona 9/1/2023
IA
Missouri 9/1/2023
B
California 9/1/2023
B
Montana 9/1/2023
IA
California 9/1/2023
B
Nevada 9/1/2023
B
Colorado 9/1/2023
B
New Mexico 9/1/2023
B
District of Columbia 9/1/2023
B
North Carolina 9/1/2023
B
Georgia 9/1/2023
B
Ohio 9/1/2023
B
Hawaii 9/1/2023
B
Oregon 9/1/2023
B
Illinois 9/1/2023
B
Texas 9/1/2023
B
Maryland 9/1/2023
IA
Texas 9/1/2023
B
Massachusetts 9/1/2023
B
Virginia 9/1/2023
B
Michigan 9/1/2023
B
Washington 9/1/2023
B
Missouri 9/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
3400 AIRPORT AVE SUITE 45, SANTA MONICA, CA 90405
Registered with this firm since 9/1/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
3400 AIRPORT AVE SUITE 45, SANTA MONICA, CA 90405
Registered with this firm since 9/1/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/26/2010 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SANTA MONICA, CA
B
 10/31/2005 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) SANTA MONICA, CA
IA
 02/08/2000 - 08/14/2009 INDEPENDENT CAPITAL MANAGEMENT (CRD#:121354) SANTA MONICA, CA
B
 08/16/1995 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
IA
 06/24/2002 - 01/30/1998 INDEPENDENT CAPITAL MANAGEMENT (CRD#:121354) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.