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Detailed Report
TIM ERIC DIPPOLD
TIMOTHY ERIC DIPPOLD, TIMOTHY DIPPOLD
CRD#: 2648934
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7755 Montgomery Road
2Nd Floor
Cincinnati, OH 45236
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2007 (9 years)BH.J. MEYERS & CO., INC. (CRD# 15609)1995 - 1998 (2 years)IAMORGAN STANLEY (CRD# 7556)2001 - 2007 (6 years)
Disclosure(s)
View By:
6/13/2012
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/11/2011
B
Maryland 10/2/2024
B
California 2/26/2020
B
Michigan 9/9/2021
B
Colorado 10/9/2020
B
New York 11/16/2010
B
District of Columbia 6/10/2021
B
North Carolina 2/13/2019
B
Florida 9/11/2015
B
Ohio 6/1/2009
B
Georgia 2/5/2019
IA
Ohio 6/1/2009
B
Illinois 7/18/2011
B
Rhode Island 5/23/2024
B
Indiana 6/16/2010
B
Virginia 6/1/2009
B
Kentucky 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CINCINNATI, OH
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CINCINNATI, OH
IA
 03/16/2001 - 04/02/2007 MORGAN STANLEY (CRD#:7556) CINCINNATI, OH
B
 04/24/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) CINCINNATI, OH
B
 08/16/1995 - 04/30/1998 H.J. MEYERS & CO., INC. (CRD#:15609)
FINRA expelled the firm on 03/01/1999
ROCHESTER, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.