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Detailed Report
MATTHEW SCOTT WUNDER
CRD#: 2648078
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 50 Washington St
Ste 600W
Norwalk, CT 06854
Registration History
1996199820002002200420062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2011 - Present (14 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1995 - Present (29 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1997 - 2002 (4 years)IANORTHWESTERN MUTUAL WEALTH MAN... (CRD# 109729)2003 - 2007 (3 years)
Disclosure(s)
View By:
3/23/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 7/10/2019
B
Nevada 7/2/2008
B
Arkansas 11/13/2017
B
New Hampshire 10/30/2018
B
California 1/1/2002
B
New Jersey 1/1/2002
B
Colorado 1/1/2002
B
New Mexico 12/8/2005
B
Connecticut 1/1/2002
B
New York 1/1/2002
B
Delaware 6/27/2022
IA
New York 2/27/2024
B
District of Columbia 6/12/2014
B
North Carolina 5/17/2002
B
Florida 1/1/2002
B
Ohio 1/1/2002
B
Georgia 5/29/2002
B
Oregon 8/17/2021
B
Hawaii 3/20/2024
B
Pennsylvania 2/27/2002
B
Illinois 2/21/2017
B
Rhode Island 10/25/2005
B
Indiana 12/19/2016
B
South Carolina 8/27/2015
B
Louisiana 10/3/2019
B
Texas 10/1/2007
B
Maine 11/5/2020
B
Utah 8/31/2000
B
Maryland 11/5/2020
B
Vermont 10/30/2013
B
Massachusetts 1/1/2002
B
Virginia 7/2/2003
B
Michigan 5/19/2016
B
Washington 11/13/2017
B
Minnesota 3/10/2023
B
Wisconsin 11/5/2020
B
Montana 9/4/2024
B
Wyoming 10/15/2024

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
50 Washington St Ste 600W, Norwalk, CT 06854
Registered with this firm since 3/31/2011
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
50 Washington St Ste 600W, Norwalk, CT 06854
Registered with this firm since 8/9/1995
Previous Registration(s)
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IA
 06/13/2003 - 04/30/2007 NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY (CRD#:109729) MILWAUKEE, WI
B
 02/13/1997 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.