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NICHOLAS ALEXANDER HALABY
NICK HALABY
CRD#: 2647750
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 50 Rowes Wharf
Floor 03
Boston, MA 02110
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2018 - Present (6 years)BGOLDMAN SACHS & CO. LLC (CRD# 361)2007 - 2018 (11 years)BCREDIT SUISSE SECURITIES (USA) LLC (CRD# 816)1995 - 2006 (11 years)
License(s)

State Registrations

B
Alabama 9/26/2018

B
Nebraska 9/26/2018

B
Alaska 9/26/2018

B
Nevada 9/26/2018

B
Arizona 9/26/2018

B
New Hampshire 9/26/2018

B
Arkansas 9/26/2018

B
New Jersey 9/26/2018

B
California 9/26/2018

B
New Mexico 9/26/2018

B
Colorado 9/26/2018

B
New York 9/26/2018

B
Connecticut 9/26/2018

B
North Carolina 9/27/2018

B
Delaware 9/26/2018

B
North Dakota 9/26/2018

B
District of Columbia 9/26/2018

B
Ohio 9/26/2018

B
Florida 9/26/2018

B
Oklahoma 9/26/2018

B
Georgia 9/26/2018

B
Oregon 9/26/2018

B
Hawaii 9/26/2018

B
Pennsylvania 9/26/2018

B
Idaho 9/26/2018

B
Puerto Rico 9/26/2018

B
Illinois 9/26/2018

B
Rhode Island 9/26/2018

B
Indiana 9/26/2018

B
South Carolina 9/26/2018

B
Iowa 9/26/2018

B
South Dakota 9/26/2018

B
Kansas 9/26/2018

B
Tennessee 9/26/2018

B
Kentucky 9/26/2018

B
Texas 9/26/2018

B
Louisiana 9/26/2018

IA
Texas 3/28/2024

B
Maine 9/26/2018

B
Utah 9/26/2018

B
Maryland 9/26/2018

B
Vermont 9/26/2018

B
Massachusetts 9/26/2018

B
Virgin Islands 9/26/2018

B
Michigan 9/26/2018

B
Virginia 9/26/2018

B
Minnesota 9/26/2018

B
Washington 9/26/2018

B
Mississippi 9/26/2018

B
West Virginia 9/26/2018

B
Missouri 9/26/2018

B
Wisconsin 9/26/2018

B
Montana 9/26/2018

B
Wyoming 9/26/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
50 Rowes Wharf Floor 03, Boston, MA 02110
Registered with this firm since 3/28/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
50 Rowes Wharf Floor 03, Boston, MA 02110
Registered with this firm since 9/26/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/21/2007 - 07/27/2018 GOLDMAN SACHS & CO. LLC (CRD#:361) NEW YORK, NY
B
08/29/1995 - 08/24/2006 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.