• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
RONALD FORD POWELL
RONALD F (JR) POWELL, RONALD FORD POWELL JR, RONALD POWELL, RONNIE POWELL
CRD#: 2646837
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 101 E MAIN STREET
HENDERSON, TX 75652
CETERA INVESTMENT SERVICES LLCCRD#: 15340 101 E MAIN STREET
HENDERSON, TX 75652
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1995 - 2002 (7 years)2 FIRMS2002 - 2006 (4 years)2 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2006 - 2019 (12 years)BVISION INVESTMENT SERVICES, INC. (CRD# 46609)2006 - 2011 (4 years)IANORTHERN TRUST SECURITIES, INC (CRD# 7927)2006 - 2009 (3 years)
License(s)

State Registrations

B
Texas 7/28/2023

IA
Texas 7/28/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
101 E MAIN STREET, HENDERSON, TX 75652
Registered with this firm since 7/28/2023

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
101 E MAIN STREET, HENDERSON, TX 75652
Registered with this firm since 7/28/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/30/2019 - 04/22/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AUSTIN, TX
B
08/30/2019 - 04/22/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) AUSTIN, TX
B
11/03/2006 - 03/06/2019 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) AUSTIN, TX
B
12/19/2006 - 09/30/2011 VISION INVESTMENT SERVICES, INC. (CRD#:46609) HOUSTON, TX
IA
11/03/2006 - 12/31/2009 NORTHERN TRUST SECURITIES, INC (CRD#:7927) AUSTIN, TX
IA
10/25/2002 - 10/16/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
10/25/2002 - 10/16/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
IA
11/02/1995 - 10/29/2002 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) DALLAS, TX
B
10/03/1995 - 10/29/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.