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DANIEL DAVID CLAFFEY
CRD#: 2646620
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Investment Adviser
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Previous Broker
EDMD FINANCIAL STRATEGIES, LLCCRD#: 153242 6101 BOLLINGER CANYON RD
SUITE 328
SAN RAMON, CA 94583
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAEDMD FINANCIAL STRATEGIES, LLC (CRD# 153242)2011 - Present (14 years)BAMERICAN INVESTORS COMPANY (CRD# 38)2005 - 2020 (15 years)BFRANKLIN/TEMPLETON DISTRIBUTOR... (CRD# 332)2001 - 2004 (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2000 - 2000 (<1 year)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1998 - 2000 (2 years)BWALL STREET FINANCIAL GROUP, INC. (CRD# 35830)1997 - 1998 (<1 year)BCENTAURUS FINANCIAL, INC. (CRD# 30833)1996 - 1997 (<1 year)BWMA SECURITIES, INC. (CRD# 32625)1995 - 1996 (<1 year)IAEDMD FINANCIAL STRATEGIES, LLC (CRD# 153242)2010 - 2010 (<1 year)
Disclosure(s)
View By:
9/18/2001
Customer Dispute
Settled
License(s)

State Registrations

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California 2/1/2011

Current Registration(s)
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EDMD FINANCIAL STRATEGIES, LLC (CRD#:153242)
6101 BOLLINGER CANYON RD SUITE 328, SAN RAMON, CA 94583
Registered with this firm since 2/1/2011

Previous Registration(s)
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02/22/2005 - 12/31/2020 AMERICAN INVESTORS COMPANY (CRD#:38) SAN RAMON, CA
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05/11/2010 - 12/31/2010 EDMD FINANCIAL STRATEGIES, LLC (CRD#:153242) SAN RAMON, CA
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03/15/2001 - 08/16/2004 FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (CRD#:332) SAN MATEO, CA
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04/17/2000 - 10/19/2000 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
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04/06/1998 - 04/17/2000 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
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04/10/1997 - 03/04/1998 WALL STREET FINANCIAL GROUP, INC. (CRD#:35830) VICTOR, NY
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12/19/1996 - 04/01/1997 CENTAURUS FINANCIAL, INC. (CRD#:30833) ANAHEIM, CA
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12/01/1995 - 11/18/1996 WMA SECURITIES, INC. (CRD#:32625) DULUTH, GA
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Broker
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.