Individual Firm
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WILLIAM GERARD DECKER
CRD#: 2645809
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CADARET GRANT & CO INCCRD#: 10641 5015 Campuswood Drive
Suite 103
East Syracuse, NY 13057
Suite 103
East Syracuse, NY 13057
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11/15/2011
Customer Dispute
Denied
6/6/2002
Customer Dispute
Denied
State Registrations
B
Arizona 9/7/2016
B
Nebraska 6/18/2024
B
California 1/3/2024
B
New York 9/7/2016
B
Florida 9/7/2016
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New York 5/4/2021
B
Iowa 1/3/2024
B
North Carolina 9/7/2016
SRO Registrations
B
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Registered with this firm since 5/4/2021
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Registered with this firm since 9/7/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/01/2012 - 09/12/2016 | OSWEGO, NY | |
B | 01/03/2006 - 08/02/2012 | MEXICO, NY | |
B | 05/14/1999 - 12/31/2005 | MEXICO, NY | |
B | 04/10/1997 - 05/14/1999 | CLEVELAND, OH | |
B | 10/14/1996 - 02/13/1997 | ST. LOUIS, MO | |
B | 09/12/1995 - 10/22/1996 | DETROIT, MI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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