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Detailed Report
GARY WILSON KELLER
CRD#: 2645802
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 BRADENTON, FL
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2003 (6 years)2 FIRMS2003 - 2012 (8 years)2 FIRMS2012 - 2018 (6 years)2 FIRMS2018 - Present (6 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1995 - 1997 (1 year)
License(s)

State Registrations

B
Delaware 1/25/2024
B
Georgia 4/20/2018
B
District of Columbia 4/20/2018
B
Maryland 12/17/2019
B
Florida 4/20/2018
B
Michigan 4/20/2018
IA
Florida 4/23/2018
B
Virginia 4/20/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
BRADENTON, FL
Registered with this firm since 4/20/2018
B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
BRADENTON, FL
Registered with this firm since 4/20/2018
Previous Registration(s)
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IA
 01/13/2012 - 04/24/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SARASOTA, FL
B
 01/13/2012 - 04/24/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SARASOTA, FL
IA
 07/01/2003 - 01/17/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) SARASOTA, FL
B
 07/01/2003 - 01/17/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) SARASOTA, FL
IA
 04/24/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SARASOTA, FL
B
 04/21/1997 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 09/19/1995 - 03/14/1997 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.