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Detailed Report
YANCEY O'BRIEN WADE
YANCEY OBRIEN WADE, YANCEY WADE
CRD#: 2645247
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Investment Adviser
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Previous Broker
SAGESPRING WEALTH PARTNERSCRD#: 283515 801 CRESCENT CENTRE DRIVE
SUITE 600
FRANKLIN, TN 37067
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2014 (<1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2019 (2 years)IASAGESPRING WEALTH PARTNERS (CRD# 283515)2019 - Present (5 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2019 - 2024 (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2011 - 2013 (1 year)BROBERTSON STEPHENS, INC. (CRD# 41271)1999 - 2002 (3 years)BNATIONSBANC MONTGOMERY SECURIT... (CRD# 26091)1997 - 1999 (1 year)BMONTGOMERY SECURITIES (CRD# 4357)1995 - 1997 (2 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2012 - 2013 (1 year)
License(s)

State Registrations

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Alabama 12/17/2019
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Nebraska 3/20/2023
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Iowa 3/23/2023
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Tennessee 8/28/2019
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Louisiana 3/24/2023
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Texas 12/18/2019
Current Registration(s)
IA
SAGESPRING WEALTH PARTNERS (CRD#:283515)
801 CRESCENT CENTRE DRIVE SUITE 600, FRANKLIN, TN 37067
Registered with this firm since 8/28/2019
Previous Registration(s)
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 07/01/2019 - 12/19/2024 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) FRANKLIN, TN
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 07/06/2016 - 06/21/2019 WEDBUSH SECURITIES INC. (CRD#:877) LOS ANGELES, CA
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 07/06/2016 - 06/21/2019 WEDBUSH SECURITIES INC. (CRD#:877) LOS ANGELES, CA
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 10/30/2014 - 07/01/2016 COMERICA SECURITIES (CRD#:17079) LOS ANGELES, CA
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 10/30/2014 - 07/01/2016 COMERICA SECURITIES (CRD#:17079) LOS ANGELES, CA
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 04/25/2014 - 10/16/2014 HSBC SECURITIES (USA) INC. (CRD#:19585) BEVERLY HILLS, CA
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 04/25/2014 - 10/16/2014 HSBC SECURITIES (USA) INC. (CRD#:19585) BEVERLY HILLS, CA
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 07/02/2013 - 04/10/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) MONROVIA, CA
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 07/02/2013 - 04/10/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) MONROVIA, CA
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 03/20/2012 - 05/17/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GLENDALE, CA
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 06/30/2011 - 05/17/2013 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) GLENDALE, CA
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 04/30/1999 - 07/09/2002 ROBERTSON STEPHENS, INC. (CRD#:41271) SAN FRANCISCO, CA
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 10/01/1997 - 04/26/1999 NATIONSBANC MONTGOMERY SECURITIES LLC (CRD#:26091) NEW YORK, NY
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 09/14/1995 - 10/01/1997 MONTGOMERY SECURITIES (CRD#:4357) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.