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BRETT DAVID LEVINSON
CRD#: 2644880
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 16870 WEST BERNARDO DRIVE
SUITE 150
SAN DIEGO, CA 92127
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2015 (6 years)2 FIRMS2015 - Present (9 years)BM.L. STERN & CO., LLC. (CRD# 8327)1995 - 2008 (13 years)IAM. L. STERN & CO, LLC. (CRD# 8327)2004 - 2008 (4 years)
Disclosure(s)
View By:
12/9/2019
Regulatory
Final
2/23/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 10/21/2015

B
Nevada 9/28/2017

B
Arizona 12/6/2018

B
New Jersey 9/25/2015

B
California 9/25/2015

B
New York 3/30/2018

IA
California 9/25/2015

B
North Carolina 9/25/2015

B
Colorado 9/25/2015

B
Ohio 3/5/2024

B
Connecticut 11/15/2021

B
Oregon 9/25/2015

B
District of Columbia 3/6/2024

B
Pennsylvania 3/8/2016

B
Florida 9/25/2015

B
South Carolina 12/2/2020

B
Illinois 9/21/2022

B
Tennessee 3/6/2024

B
Indiana 4/29/2021

B
Texas 9/25/2015

B
Iowa 3/8/2024

IA
Texas 9/16/2016

B
Maryland 3/15/2024

B
Utah 3/25/2024

B
Michigan 10/26/2015

B
Virginia 9/25/2015

B
Montana 9/25/2023

B
Washington 9/25/2015

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
16870 WEST BERNARDO DRIVE SUITE 150, SAN DIEGO, CA 92127
Registered with this firm since 9/25/2015

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
16870 WEST BERNARDO DRIVE SUITE 150, SAN DIEGO, CA 92127
Registered with this firm since 9/25/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/10/2008 - 10/23/2015 HILLTOP SECURITIES INC. (CRD#:6220) SAN DIEGO, CA
B
12/10/2008 - 10/23/2015 HILLTOP SECURITIES INC. (CRD#:6220) SAN DIEGO, CA
IA
01/28/2004 - 12/23/2008 M. L. STERN & CO, LLC. (CRD#:8327) SAN DIEGO, CA
B
08/22/1995 - 12/23/2008 M.L. STERN & CO., LLC. (CRD#:8327) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.