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JENNIFER BOWEN HEINTZ
JENNIFER LYNN BOWEN, JENNIFER B HEINTZ, JENNIFER B. HEINTZ, JENNIFER L. HEINTZ
CRD#: 2644781
IA
B
MORGAN STANLEYCRD#: 149777 105 West View Road
5th Floor
Colchester, VT 05446
5th Floor
Colchester, VT 05446
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4/13/2012
Customer Dispute
Settled
12/12/2011
Customer Dispute
Settled
State Registrations
B
Alabama 6/22/2016
B
Nevada 6/30/2016
B
Alaska 6/9/2016
B
New Hampshire 8/30/2010
B
Arizona 8/16/2016
B
New Jersey 6/22/2016
B
Arkansas 6/20/2016
B
New Mexico 6/15/2016
B
California 3/31/2010
B
New York 6/9/2016
B
Colorado 7/28/2016
B
North Carolina 6/21/2016
B
Connecticut 6/9/2016
B
North Dakota 6/17/2016
B
Delaware 6/21/2016
B
Ohio 6/15/2016
B
District of Columbia 6/9/2016
B
Oklahoma 6/9/2016
B
Florida 3/7/2016
B
Oregon 6/15/2016
B
Georgia 6/15/2016
B
Pennsylvania 6/13/2016
B
Hawaii 10/18/2016
B
Puerto Rico 3/26/2019
B
Idaho 6/9/2016
B
Rhode Island 6/9/2016
B
Illinois 6/14/2016
B
South Carolina 6/10/2016
B
Indiana 6/10/2016
B
South Dakota 6/10/2016
B
Iowa 6/9/2016
B
Tennessee 6/15/2016
B
Kansas 6/24/2016
B
Texas 6/22/2016
B
Kentucky 6/13/2016
IA
Texas 3/26/2020
B
Louisiana 6/10/2016
B
Utah 6/24/2016
B
Maine 8/30/2010
B
Vermont 4/1/2010
B
Maryland 6/15/2016
IA
Vermont 4/1/2010
B
Massachusetts 11/21/2022
B
Virgin Islands 10/17/2022
B
Michigan 6/16/2016
B
Virginia 6/15/2016
B
Minnesota 6/13/2016
B
Washington 7/1/2016
B
Mississippi 6/22/2016
B
West Virginia 6/28/2016
B
Missouri 10/17/2022
B
Wisconsin 6/9/2016
B
Montana 6/17/2021
B
Wyoming 6/9/2016
B
Nebraska 6/15/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/1/2010
B
Registered with this firm since 3/31/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2000 - 03/25/2010 | SOUTH BURLINGTON, VT | |
B | 10/02/1995 - 03/25/2010 | SOUTH BURLINGTON, VT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.