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Detailed Report
BRENT ALLEN CARLSON
CRD#: 2644010
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 760 SW 9th Avenue
Suite 2100
Portland, OR 97205
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2003 - 2011 (8 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2003 (2 years)BDAIN RAUSCHER INCORPORATED (CRD# 31194)1998 - 2000 (2 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1998 (2 years)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2004 - 2011 (7 years)
License(s)

State Registrations

B
Arizona 12/12/2012
B
Missouri 1/27/2016
B
California 7/29/2011
B
Nevada 8/29/2016
B
Colorado 1/12/2021
B
New Mexico 12/21/2015
B
District of Columbia 9/5/2023
B
New York 8/27/2018
B
Florida 2/17/2017
B
Oregon 7/29/2011
B
Hawaii 10/7/2014
IA
Oregon 8/1/2011
B
Idaho 10/15/2019
B
Texas 7/29/2011
B
Maryland 1/17/2023
IA
Texas 8/20/2014
B
Michigan 1/3/2013
B
Washington 7/29/2011
B
Minnesota 6/22/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
760 SW 9th Avenue Suite 2100, Portland, OR 97205
Registered with this firm since 8/1/2011
B
MORGAN STANLEY (CRD#:149777)
760 SW 9th Avenue Suite 2100, Portland, OR 97205
Registered with this firm since 7/29/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/02/2004 - 08/02/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) PORTLAND, OR
B
 07/01/2003 - 08/02/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) PORTLAND, OR
B
 12/12/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 08/14/1998 - 12/08/2000 DAIN RAUSCHER INCORPORATED (CRD#:31194) NEW YORK, NY
B
 09/07/1995 - 08/24/1998 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.