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Michael Jon Norton
Michael Norton, Mike Norton
CRD#: 2643938
IA
B
MORGAN STANLEYCRD#: 149777 3909 Castlevale Rdoad
Suite 100
Yakima, WA 98902
Suite 100
Yakima, WA 98902
0
Disclosures
20
Years of Experience
View By:
State Registrations
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Alabama 8/31/2023
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Nevada 1/21/2019
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Alaska 8/31/2023
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New Hampshire 8/31/2023
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Arizona 1/21/2019
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New Jersey 8/31/2023
B
Arkansas 8/31/2023
B
New Mexico 8/31/2023
B
California 1/21/2019
B
New York 1/21/2019
B
Colorado 2/23/2022
B
North Carolina 8/31/2023
B
Connecticut 1/21/2019
B
North Dakota 8/31/2023
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Delaware 8/31/2023
B
Ohio 10/10/2019
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District of Columbia 8/31/2023
B
Oklahoma 1/21/2019
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Florida 1/21/2019
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Oregon 1/21/2019
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Georgia 1/21/2019
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Pennsylvania 1/21/2019
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Hawaii 11/2/2020
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Puerto Rico 8/31/2023
B
Idaho 6/5/2020
B
Rhode Island 8/31/2023
B
Illinois 10/29/2019
B
South Carolina 1/21/2019
B
Indiana 8/31/2023
B
South Dakota 8/31/2023
B
Iowa 8/31/2023
B
Tennessee 8/31/2023
B
Kansas 8/31/2023
B
Texas 1/21/2019
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Kentucky 8/31/2023
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Texas 1/21/2019
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Louisiana 8/31/2023
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Utah 1/21/2019
B
Maine 8/31/2023
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Vermont 8/31/2023
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Maryland 1/21/2019
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Virgin Islands 8/31/2023
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Massachusetts 1/21/2019
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Virginia 1/21/2019
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Michigan 1/21/2019
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Washington 11/8/2018
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Minnesota 1/24/2019
IA
Washington 11/8/2018
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Mississippi 8/31/2023
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West Virginia 8/31/2023
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Missouri 8/31/2023
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Wisconsin 8/31/2023
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Montana 1/21/2019
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Wyoming 8/31/2023
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Nebraska 1/3/2020
SRO Registrations
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IA
Registered with this firm since 11/8/2018
B
Registered with this firm since 9/27/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 01/11/2010 | YAKIMA, WA | |
B | 06/01/2009 - 01/11/2010 | YAKIMA, WA | |
IA | 02/13/1997 - 06/01/2009 | YAKIMA, WA | |
B | 09/06/1995 - 06/01/2009 | YAKIMA, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.