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GAIL L O'CONNOR
GAIL LYNN ATCHESON, GAIL ATCHESON, GAIL ATCHESON O'CONNOR, GAIL LYNN STITZ
CRD#: 2643824
IA
B
MORGAN STANLEYCRD#: 149777 1080 Jordan Creek Parkway
West Des Moines, IA 50266
West Des Moines, IA 50266
0
Disclosures
27
Years of Experience
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State Registrations
B
Alabama 10/17/2018
B
Mississippi 10/17/2018
B
Alaska 10/17/2018
B
Missouri 8/20/2009
B
Arizona 8/20/2009
B
Montana 6/19/2014
B
Arkansas 6/24/2014
B
Nebraska 8/20/2009
B
California 6/24/2014
B
Nevada 2/11/2010
B
Colorado 6/24/2014
B
New Hampshire 6/10/2022
B
Connecticut 6/19/2014
B
New Jersey 5/18/2022
B
Delaware 10/17/2018
B
New York 1/30/2021
B
Florida 8/20/2009
B
North Carolina 9/19/2013
B
Georgia 1/13/2023
B
Ohio 6/20/2014
B
Hawaii 6/19/2014
B
Oklahoma 6/19/2014
B
Illinois 2/11/2010
B
Oregon 6/19/2014
B
Indiana 6/19/2014
B
Pennsylvania 6/19/2014
B
Iowa 6/1/2009
B
Rhode Island 7/22/2016
IA
Iowa 4/23/2021
B
South Carolina 10/17/2018
B
Kansas 1/5/2017
B
South Dakota 8/20/2009
B
Kentucky 6/19/2014
B
Tennessee 5/22/2015
B
Louisiana 6/19/2014
B
Texas 8/20/2009
B
Maine 9/20/2022
IA
Texas 12/10/2021
B
Maryland 6/19/2014
B
Utah 5/17/2022
B
Massachusetts 6/19/2014
B
Virginia 4/14/2014
B
Michigan 6/19/2014
B
Washington 6/19/2014
B
Minnesota 8/20/2009
B
Wisconsin 6/19/2014
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/23/2021
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/17/2009 - 06/01/2009 | WEST DES MOINES, IA | |
B | 02/23/2004 - 02/17/2009 | WEST DES MOINES, IA | |
B | 03/06/1998 - 02/20/2004 | ST. PETERSBURG, FL | |
B | 01/22/1998 - 04/16/1998 | DALLAS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.