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Timothy Charles Nelson
TIM NELSON, TIMOTHY CHARLES NELSON
CRD#: 2643223
IA
B
EDWARD JONESCRD#: 250 15333 E 127TH ST
LEMONT, IL 60439-7412
LEMONT, IL 60439-7412
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Arizona 3/9/2012
B
Minnesota 1/26/2016
B
California 1/7/2022
B
Missouri 2/27/2012
B
Colorado 3/30/2012
B
Nevada 11/1/2012
B
Delaware 3/21/2017
B
North Carolina 12/11/2018
B
Florida 3/9/2012
B
Oregon 6/8/2023
B
Georgia 2/3/2022
B
South Carolina 10/18/2019
B
Illinois 1/3/2012
B
Tennessee 2/4/2013
IA
Illinois 2/27/2012
B
Texas 10/2/2024
B
Indiana 3/9/2012
IA
Texas 10/7/2024
B
Iowa 1/25/2021
B
Washington 9/25/2012
B
Michigan 9/15/2015
B
Wisconsin 3/9/2012
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/27/2012
B
Registered with this firm since 12/14/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 11/10/1998 - 08/07/2001 | HOUSTON, TX | |
B | 04/16/1996 - 10/19/1998 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.