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JOHN PATRICK GARTLAND JR
JOHN P GARTLAND
CRD#: 2642981
IA
B
WELLS FARGO ADVISORSCRD#: 19616 555 CALIFORNIA ST STE 2300
SAN FRANCISCO, CA 94104
SAN FRANCISCO, CA 94104
0
Disclosures
23
Years of Experience
View By:
State Registrations
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Alaska 7/1/2003
B
Mississippi 8/15/2023
B
Arizona 7/1/2003
B
Montana 3/30/2009
B
Arkansas 5/17/2018
B
Nevada 7/1/2003
B
California 7/1/2003
B
New Jersey 9/29/2016
IA
California 4/8/2004
B
New Mexico 2/4/2011
B
Colorado 4/6/2004
B
New York 7/1/2003
B
Connecticut 7/1/2003
B
Oklahoma 2/6/2025
B
District of Columbia 5/31/2018
B
Oregon 7/1/2003
B
Florida 7/1/2003
B
Pennsylvania 6/9/2021
B
Georgia 7/1/2003
B
South Carolina 1/17/2023
B
Hawaii 5/31/2018
B
Texas 7/1/2003
B
Idaho 1/5/2022
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Texas 2/6/2004
B
Illinois 1/22/2020
B
Utah 4/19/2007
B
Kentucky 8/15/2023
B
Vermont 2/7/2020
B
Maine 1/25/2024
B
Washington 7/1/2003
B
Maryland 1/5/2022
B
Wyoming 1/5/2022
B
Massachusetts 8/26/2014
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 2/6/2004
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Registered with this firm since 7/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/13/2003 - 07/01/2003 | NEW YORK, NY | |
B | 02/02/1996 - 02/06/1997 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.