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STEPHANIE ANN SAMMONS
STEPHANIE A SAMMONS
CRD#: 2642304
IA
Investment Adviser
SAMMONS WEALTHCRD#: 286284 12720 HILLCREST RD.
SUITE 600
DALLAS, TX 75230
Registration History
1996199820002002200420062008201020122014201620182020202220242026IASAMMONS WEALTH (CRD# 286284)2017 - Present (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2009 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1995 - 2006 (11 years)
Disclosure(s)
View By:
6/7/2000
Customer Dispute
Closed-No Action
License(s)

State Registrations

IA
Texas 3/22/2017

Current Registration(s)
IA
SAMMONS WEALTH (CRD#:286284)
12720 HILLCREST RD. SUITE 600, DALLAS, TX 75230
Registered with this firm since 3/22/2017

Previous Registration(s)
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08/18/2006 - 06/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
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09/01/1995 - 09/05/2006 UBS FINANCIAL SERVICES INC. (CRD#:8174) DENVER, CO
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.