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Detailed Report
SANDRA MARIE HOLGUIN
SANDRA/SANDY MARIE CONTRERAS, SANDRA HOLGUIN, SANDRA/SANDY MARIE MEDINA
CRD#: 2640083
IA
Investment Adviser
B
Broker
CUSO FINANCIAL SERVICES, L.P.CRD#: 42132 123 SOUTH MARENGO AVENUE
PASADENA, CA 91101
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2016 (2 years)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2023 - Present (2 years)BWESCOM FINANCIAL SERVICES (CRD# 125650)2016 - 2023 (6 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2010 - 2013 (2 years)BCOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2007 - 2008 (<1 year)BESSEX NATIONAL SECURITIES, INC. (CRD# 25454)2005 - 2007 (2 years)BFIMCO SECURITIES GROUP, INC. (CRD# 30343)1996 - 1998 (1 year)IAWESCOM FINANCIAL SERVICES, LLC (CRD# 125650)2018 - 2023 (4 years)IAWESCOM FINANCIAL SERVICES, LLC (CRD# 125650)2016 - 2018 (1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2011 - 2013 (2 years)
License(s)

State Registrations

B
Alabama 2/20/2025
B
Minnesota 2/20/2025
B
Arizona 1/13/2023
B
Nevada 1/13/2023
B
California 1/13/2023
B
New York 2/20/2025
IA
California 1/16/2023
B
North Carolina 2/20/2025
B
Colorado 1/13/2023
B
Oregon 1/13/2023
B
Florida 1/13/2023
B
South Carolina 2/20/2025
B
Hawaii 1/13/2023
B
Texas 6/5/2023
B
Illinois 2/20/2025
B
Utah 1/13/2023
B
Kansas 2/20/2025
B
Washington 1/13/2023
B
Michigan 2/20/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
123 SOUTH MARENGO AVENUE, PASADENA, CA 91101
123 South Marengo Ave, 2nd Floor, Pasadena, CA 91101
Registered with this firm since 1/16/2023
B
CUSO FINANCIAL SERVICES, L.P. (CRD#:42132)
123 SOUTH MARENGO AVENUE, PASADENA, CA 91101
123 South Marengo Ave, 2nd Floor, Pasadena, CA 91101
Registered with this firm since 1/13/2023
Previous Registration(s)
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IA
 07/23/2018 - 02/06/2023 WESCOM FINANCIAL SERVICES, LLC (CRD#:125650) PASADENA, CA
B
 11/07/2016 - 02/06/2023 WESCOM FINANCIAL SERVICES (CRD#:125650) PASADENA, CA
IA
 11/07/2016 - 07/13/2018 WESCOM FINANCIAL SERVICES, LLC (CRD#:125650) PASADENA, CA
IA
 07/01/2016 - 11/03/2016 INFINEX INVESTMENTS, INC. (CRD#:35371) PASADENA, CA
B
 07/01/2016 - 11/03/2016 INFINEX INVESTMENTS, INC. (CRD#:35371) PASADENA, CA
IA
 12/24/2013 - 07/01/2016 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) PASADENA, CA
B
 12/23/2013 - 07/01/2016 ESSEX NATIONAL SECURITIES, LLC (CRD#:25454) PASADENA, CA
IA
 03/29/2011 - 07/18/2013 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) GLENDALE, CA
B
 09/16/2010 - 07/18/2013 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) GLENDALE, CA
B
 11/02/2007 - 09/03/2008 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) PASADENA, CA
B
 02/24/2005 - 11/02/2007 ESSEX NATIONAL SECURITIES, INC. (CRD#:25454) SOUTH PASADENA, CA
B
 09/13/1996 - 03/09/1998 FIMCO SECURITIES GROUP, INC. (CRD#:30343) PORT WASHINGTON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.